Commonly pharmaceutical products are evaluated and developed based on four “quality” parameters/measurements: (1) Identity, to show that a product contains the expected drug; (2) assay, to show that a product contains expected amount of drug (dose); (3) Content Uniformity (CU), to establish that the dose or drug content in each unit varies within an expected range; (4) Dissolution/release, to show that the drug will be released from the product in an expected manner. All these tests are simple chemical tests based on solvent extractions, i.e., the drug is extracted from the product and measured using any of the quantitative techniques such as spectrophotometric or chromatographic. For the complete article, click here.
Drug dissolution test as a quality control test: In simple terms, at present, a dissolution test as a QC test means conducting a dissolution test as described in a pharmacopeia, in particular USP. If the test meets the pharmacopeial (Tolerances) requirements, the product may be considered a “Quality” product. It is, however, not clear what “quality” the test refers to or to what product property the test is linked to? Therefore, to overcome this lack of objectivity/relevancy, pharmacopeial tests are described as “consistency” tests. Again, it is not clear the “consistency” of which property or parameter the test is referring to?
Dissolution testing during product development: One of the main uses of dissolution testing is to facilitate product development. This use is based on the principle that the tests should be able to provide potential in vivo drug release behavior information. However, this is a commonly recognized fact that currently used dissolution tests generally do not provide in vivo relevant product characteristics. Thus, current practices of dissolution testing at the product development stage appear to lack relevancy and objectivity.
Practices of methods development: Developing a method requires a well-established and accepted reference (product or parameter). In this case, a reference product should be available with known drug dissolution results established independently. As there is no reference product with known dissolution results available at present, it is not possible to develop a dissolution method. As commonly suggested in the literature, developing a method based on test products (with unknown dissolution characteristics) is neither scientifically valid nor possible.
Dissolution apparatus selection: Selecting adissolution apparatus should also be part of a method development exercise. An apparatus must be able to provide a relevant testing environment. Current practices appear to suggest that relevant apparatuses, and associated experimental conditions, are those which are described in the pharmacopeias only. On the other hand, it has never been shown that suggested apparatuses and the associated experimental conditions are suitable for their intended purpose. That is, the suggested apparatuses have never been validated for the intended purpose.
Selecting experimental conditions: Choices of experimental conditions such as rpm and buffers described in the literature appear to be arbitrary and random. Moreover, experimental conditions are selected to achieve some desired dissolution characteristics of the test products. Thus, a formulator/analyst would never know the “true” dissolution characteristics of the product. Experimental conditions must be linked to the physiological environment and be product-independent. Drug and/or product-dependent experimental conditions, as commonly described, are neither scientifically valid nor relevant.
Establishing IVIVC: Developing IVIVC commonly refers to RELATING in vitro dissolution results to in vivo dissolution results using a mathematical approach of de-convolution.However, in general, dissolution tests are conducted based on the principle that in vitro release should relate well with in vivo results. Therefore, it is unclear why every manufacturer/analyst has to go through this exercise of establishing this in vitro-in vivo link for each product. In addition, as stated above, the current apparatuses/practices of dissolution testing have never been validated for providing relevant in vivo dissolution characteristics, so why should one be expected to achieve appropriate IVIVC?
Product development stage: What this really means in simple terminology is the stage where a product (formulation + manufacturing process) is developed to show that it can release (dissolution) the drug and provide desired drug levels in humans. The drug release characteristics of a product are usually established based on human studies, which are commonly known as bioavailability/bioequivalence (BA/BE) studies. However, one requires a simpler in vitro method to screen test products (especially multiple combinations of formulations) to select some (usually one or two) for BA/BE studies.
Drug dissolution test: This is the in vitro test used for this purpose, i.e., to evaluate potential release characteristics of different products (or formulations). It is, therefore, very important to note that a formulator must have access to a dissolution method that can reflect potential in vivo drug release (dissolution) characteristics in humans at this stage. This method must already be developed and validated using other well-characterized product(s) for human use. In the literature, it is often described that a specific dissolution method is developed at this stage for the particular test drug/product. However, such a practice is scientifically invalid, as a method can only be developed using a product with well-established dissolution characteristics. At the product development stage, a dissolution test is applied, not developed. This is an essential concept, often overlooked, and should be kept in mind.
The next step: Preparing a variety of products (or formulations) and obtaining in vitro dissolution characteristics of these products would not be valuable or useful until it is shown what type of drug levels these products/dissolution results will provide in humans. It is important to note that obtaining similar or different dissolution characteristics for different formulations is usually of limited use. One has to demonstrate what would be the expected drug levels in humans from the test formulations. As stated above, the exercise of product development is to develop a product to achieve desired drug levels in humans. Therefore, there must be a technique to convert these dissolution results to potential drug levels in humans. Such a technique, known as convolution, is described in the literature (link), which may transfer dissolution results to blood levels in humans.
For an illustration, an example is provided to reflect the estimation of acetaminophen blood levels from dissolution results for a 500-mg extended-release product (see Figure). The methodology of convolution is described in detail in one of the publications (link).
Once a desired drug’s levels profile is achieved, the formulator may use the product for an in vivo BA/BE study to finalize the development.
If one follows the approach described here, it will provide a powerful screening method for selecting products for BA/BE testing and significantly simplify the product development stage.
For clinically relevant tolerances, perhaps the most important consideration is that the tolerance should reflect consistent and reproducible delivery of the patient’s expected dose (amount of the drug). Commonly, the dosage or strength of a tablet/capsule reflects the expected amount of drug to be released or delivered. Therefore, the amount of drug to be released is fixed for clinical relevance, i.e. 100% (at least on average). The only variable which needs to be determined is the time, i.e., how long would it take for the drug to be released. For IR products, this duration of drug release is usually an hour or less. However, based on experimental evidence, this time duration may be adjusted as required in exceptional cases.
Therefore, the setting of tolerances should be based on the duration of time required for the release of all drug present in the product.
At present, tolerances are set (e.g. see USP) based on two parameters (values), i.e., the amount of drug released at a certain time.
The amount (%age of drug) released is often referred to as the Q-value. Although the Q-value is set based on the product behavior at the product development stage, it is still chosen arbitrarily rather than based on any scientific/clinical relevance. It is not clear why this Q-value is chosen arbitrarily and set at less than 100%, usually 80% or lower when it should be 100%. The practice of setting tolerances at 80% or less may not be clinically relevant and require reconsideration.
In short, clinically relevant tolerances should only be based on the time duration, i.e., how long would it take for 100% of the drug to be released from a product.
This week I presented a poster at the AAPS 2011 (Washington, DC) meeting describing a study to assess the Assay and CU from a dissolution test. A copy of the poster is attached (link). I hope that you will find it useful and helpful for your own work.
USP diltiazem (ER) monograph describes 15 sets of tolerances or, by definition, “the permitted variation in the results (link)”; four sets for 12-hour and eleven sets for 24-hours products. Figures 1 and 2 present these tolerances in a profile format by using the average values of the ranges described. The first and last tolerances, where ranges are often described as NMT (not more than) or NLT (not less than) respectively, averages are calculated using zero and NMT values and NLT values and 110 (highest expected percent dissolved from the CU requirement).
In short, these profiles represent acceptable variation in dissolution characteristics for presumably good quality (without a clinical concern) diltiazem products that are permissible for sale. In addition, although the monograph describes the tolerances for 12- and 24-h products separately, in most cases, these tolerances appear to overlap, as shown in Figure 3. Therefore, it would be safe to assume that, from the pharmacopeial perspective (in vitro testing), both of these types of products will show similar dissolution characteristics!
In most cases, tolerances are based on separate dissolution test conditions. Therefore, it is impossible to ascertain whether the dissolution characteristics reflect a product characteristic or because of the experimental conditions used. Therefore, it may not be possible to establish the quality of the product.
On the other hand, if such variations in drug dissolution (release) results are acceptable, the tolerances can be simplified by representing these only with one set of tolerances (upper and lower limit profiles) as shown in Figure 4. This would avoid the current complex and resource-intensive practices of setting individual tolerances with no apparent advantage. In addition, it will also help in establishing underlying expected variability in dissolution results.
In general, an apparatus means a machine having a specific function. In our case, a dissolution apparatus means “a machine which may be used to determine dissolution characteristics (function) of a drug product such as a tablet or capsule”. This function (dissolution) can only be achieved if the machine is able to provide thorough but gentle (low rpm) stirring and mixing within a vessel. Another way of saying the same thing is that the machine should provide thorough but gentle product/solvent interaction at low rpms, i.e., less than 100.
The reason the machines shown above may not be considered dissolution apparatuses is that they do not provide appropriate and required product/solvent interactions, thus drug dissolution. All these machines required very high speed (RPMs) for mixing. At lower RPMs, the test products often lie around stagnant, thus incorrectly indicating limited or no dissolution.
A critical requirement for a dissolution apparatus is that it should be capable of providing stirring and mixing at low RPMs and it must also avoid stagnation of the test product.
Method development and validation are critical parts of drug dissolution testing and are required for an appropriate product evaluation. However, it is a common practice and often time confusing and frustrating exercise. In addition, these exercises are often described by different names such as developing QC/QA, bio-(relevant) and/or discriminatory methods. In addition, these method development exercises are further complicated by requiring different types for each drug and product. A single type of product of the same drug, in particular ER, can have multiple methods.
On the other hand, however, if the methods described in the literature are critically evaluated, it would be quite obvious that there are not significant differences in these methods. The majority of the methods described in the literature are based on USP apparatus 1 (Basket) or 2 (Paddle) set mostly at 100/75/50 rpm with water or some form of buffer, having a pH in the range of 5-7 as a medium. Usual method validation steps follow this experimental part. Confusion and frustration arise from the question of how to select a particular set of experimental conditions (apparatus, rpm, and medium). Unfortunately, there is no rationale or scientifically valid approach available for selecting the required set of experimental conditions. Formulators or analysts are often expected to make their own judgment calls, which causes the confusion and frustration.
Although complex and difficult as this situation may be, one should be able to address this problem by simplifying and breaking down into parts the method development and validation exercises. In this regard, one can break this down into four distinct parts: (1) Apparatus containing medium; (2) Sampling or cleanup step; (3) Quantitation and; (4) Data analysis (or validation).
- An apparatus is a vessel with a stirrer containing some volume of water or buffer, representing the physiological environment within the GI tract, particularly of the small intestine. It is fairly easy to assume and construct such an environment. For most purposes, a one-liter vessel with a stirring rod containing water (with or without a solubilizing agent) serves well and has been in use for a long time. Let us assume that this arrangement reflects the required GI tract environment appropriately. If so, then one has already simplified the method development step because now all products should be tested using this environment and as the physiological environment does not change with the drugs and/or products, neither should be the apparatus and experimental conditions. For a more thorough discussion on this aspect, please see link .
- Data analysis (Method Validation) is basically an exercise of determining values of precision and accuracy parameters from the data/results. This is also common for all drugs and products.
- Quantitation: This is dependent on the drug and mostly represents the choice of a wavelength. This is often available from the literature or can easily be determined by a UV scan. However, it is important to note that it is not a dissolution issue as dissolution is conducted for a product while wavelength is a drug characteristic and is often known prior to the product development stage.
- Sampling or clean-up step. This clearly depends on the product in particular its excipients. This is where the expertise of an analyst is required to establish if the dissolution samples can be quantified as such or would require a clean-up step to remove interference if observed. Clean-up step may be off-line (simple liquid-liquid extraction) and/or on-line (chromatographic).
An important conclusion from the above discussion is that three are already set or fixed out of the four steps, and an analyst/chemist does not have to be concerned about them. It appears that dissolution method development and validation exercises boil down to step number two, i.e., determining an appropriate dissolution sample-clean up procedure.
The main reason for the confusion in the method development exercise is that analysts often work with step one, i.e., the apparatus part. They seek an appropriate apparatus with associated experimental conditions to evaluate their products. However, realistically this practice is incorrect, as it assumes that the GI tract environment will be different or linked to their product. The fact is that the GI tract remains the same and is not product-dependent.
On the other hand, if the intent is to develop a new apparatus and/or its associated experimental conditions, or improve upon a currently employed approach, then this practice should be considered as an apparatus and/or experimental conditions development step, not a “method” development step. Apparatus/experimental conditions development is very different and requires an analyst to demonstrate that the suggested apparatus and associated test conditions do reflect an improved GI tract environment. In addition, such development will require a “product” with known and well-recognized dissolution characteristics. Such an approach cannot be used for product characterization or evaluation.
Therefore, in short, the current practice of “method development” only requires development and validation of the sample prep step. Changing the apparatus and/or associated experimental conditions for a product under development would invalidate a dissolution method and its results.
It often puzzles people as to how one should select one approach over the other. It is often considered that for quality control (QC) purposes, one may use a single-point approach, while during product and/or method development stages, one may use a multi-point sampling approach. The single-point approach is often derived from multi-point sampling used during the product development stage. It is important to note that for ER products, usually there are no single-point tolerances, even for QC purposes. Should or do these approaches provide different outcomes? For example, with the multi-point sampling approach, dissolution may be measured at 5, 10, 15, 20, 30, 45, and 60 minutes, and for QC purposes, a single sampling time of say 30 minutes may be chosen. The dissolution results at 30 minutes should exactly be the same whether one uses a multi-point or single-point approach as dissolution is the property of the product that remained the same.
For selecting an approach (multiple or single), one may use the following rationale:
It appears that the confusion arises from the division of the tests as either drug dissolution or drug release tests. People often consider that if the test is a dissolution test, one may use single-point sampling, while for a release test, one should consider multi-point sampling. However, in reality, dissolution and release tests are the same things. If fact, one should consider the test as a drug release-based dissolution test. Therefore, it is very important to note that whether it is a QC test or a test for product/method development for an IR or ER product, it is a release-based dissolution test. One monitor (establishes) release characteristics of a drug from a product by measuring the content (dissolution) of the drug in the medium. It does not matter if one takes a sample at 5 minutes or 24 hours, if the drug is released, one needs to take a sample to measure the drug in the medium (dissolution). Therefore, for drug release/dissolution purposes, one sample should be sufficient, whether at 5 minutes or 24 hours, to establish whether the drug is releasable from the product or not.
On the other hand, if one were to consider that in addition to the extent of drug release, its rate of release is important, then one has to measure dissolution at multiple sampling times. It is not a matter of preference, choice, or issues related to the type of product (IR or ER). It is the need to establish the rate of drug release/dissolution for a particular product. For example, if it is required for a product to release/dissolve a drug quickly for prompt/immediate action such as painkillers, then there is no point in monitoring the rate. One should decide how fast drug release/dissolution is required and then sample at that time to establish the required dissolution. It is generally assumed that if a drug is released within an hour or so the body may not recognize the differences in the rates, so there may not be a need for going for the extra step. On the other hand, if it is shown that the drug is to be released at a certain rate to complete dissolution even for an IR product, then multi-point sampling becomes a need and has to be monitored at different sampling times. Monitoring of the rate of release/dissolution for ER products is critical, to avoid any potential adverse effect (dose dumping or abrupt release) or lack of efficacy (slower than expected).
An important conclusion from the preceding discussion is that the type of sampling approach depends on the expected requirement of drug release/dissolution for the product action. A formulator/analyst is expected to fulfill this requirement.